The Rise of the State in Ancient China: From Spiritual Authority to Kingship
TLDR The rise of the state in ancient China was a gradual process that emerged from spiritual authority rather than warrior chieftains. The Shang dynasty marked the beginning of China's distinctive traditions, but it was also the culmination of 2,000 years of state formation within the region.
Timestamped Summary
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The rise of the state in China was a long process that emerged from spiritual authority rather than warrior chieftains, with kingship and power fluctuating as spiritual authority waxed and waned.
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The Shang dynasty in China was the first historically verifiable ruling lineage and marked the beginning of the traditions that made China distinctive, but it was also the culmination of 2,000 years of state formation within China.
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The Bronze Age in China lasted until the Qin unification of China in the third century BC, and our understanding of China's prehistory has been transformed due to recent archaeological work, although there are still gaps in our knowledge, particularly regarding village life during the Zhou dynasty.
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The traditional narrative of a single legitimate state that dominated China and handed off its legitimacy to its successor is challenged by the rich archaeological evidence that shows multiple states rising and falling in early China.
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The archaeological record of late Neolithic China shows the rise of multiple sophisticated agricultural societies spread over the Yellow and Yangtze River basins, characterized by the use of jade as a medium to express status, wealth, and power.
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Late Neolithic China saw the rise of various states that started small but eventually grew larger and more powerful, with leaders deriving their authority from ceremonial and ritual functions, until ecological disasters and population pressures led to the collapse of these states and a shift in focus to the Central Plains.
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Erli Tu, a secondary state that arose after the collapse of previous late Neolithic states, represented a fundamental remaking of state-making and political life in northern China, with new strategies of control and legitimation, centralization of craft production, spectacular elite burials, and the influence of technologies and ideas from the surrounding uplands and the Eurasian steppe.
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The emergence of the Shang dynasty marked the beginning of continuous enlargement and the growth of larger capitals and areas in ancient China, leading to a foundational feature of the historical period in the region.
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The early state in ancient China was built on the foundation of kinship relations, with the Shang state being an amplified version of these relations, and the transition from Erlitou to the Shang marked an increase in engagement with surrounding areas and the construction of rival sites.
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The ruling dynasty of the early Shang period in China was able to subjugate more lineage groups over a larger area, but it is unlikely that they had a centralized system of rule with bureaucrats and officials governing directly from the capital.
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